MONITORING LANDSCAPE LEVEL PROCESSES USING
REMOTE SENSING OF LARGE PLOTS
Raymond L. Czaplewski
Mathematical Statistician
USDA Forest Service Research
Rocky Mountain Forest and Range
Experiment Station
240 W. Prospect Street
Fort Collins, CO 80526 U.S.A.
ABSTRACT
Global and regional assessments require timely information on landscape level status (e.g.,
areal extent of different ecosystems) and processes (e.g., changes in land use and land cover).
To measure and understand these processes at the regional level, and model their impacts,
remote sensing is often necessary. However, processing massive volumes of remotely sensing
data can be infeasible if high resolution data are required for very large regions. Remote
sensing of sample plots, rather than a census of the entire area, can solve certain problems.
Statistical aspects of remote sensing for large plots are described, concentrating on methods
needed to produce sample estimates, combine time series of ancillary estimates from other
sources, calibrate for misclassification bias, and combine remotely sensed data with model
predictions. These methods might improve spatial and temporal accuracy, and test our
understanding of processes that are captured in landscape level models.
KEY WORDS: Kalman filter, composite estimator, classification error, calibration, landscape
models, landscape models, spatial autocorrelation, spatial heterogeneity.
1. INTRODUCTION
A simple example is used in the following
discussion, where status is defined as the
proportion forested area, and ground-based field
work is used to determine if a point is truly
forested. This hypothetical example uses the
sampling frame and certain design features
proposed by the U.S. Environmental Protection
Agency as part of its Environmental Monitoring
and Assessment Program (EMAP). This is a
cooperative program among several agencies of the
United States Government, including the USDA
Forest Service. The EMAP sampling frame is
composed of a triangular grid. Each 640 km 2
hexagon on this grid contains a 40 km 2 hexagon
(i.e., a 1/16 sample by area) that is observed
using Landsat data and high altitude aerial
photography. However, the statistical models
readily apply to sampling frames used in other
programs, such as that proposed by the Food and
Agricultural Organization of the United Nations
for monitoring and assessment of the world’s
tropical forests, or that proposed by Czaplewski
et al. (1987) for updating forest inventory
estimates made by the USDA Forest Service.
Underlining statistical models for estimated
status of the stratum and each sample unit are
presented in Section 2. Section 3 gives a
calibration model for measurement error that
occurs when true status can not be perfectly
classified with remotely sensing. Section 4
presents an illustration of the statistical
composite estimator, which combines estimates
from different sources. In Section 5, the
composite estimator is used to combine
calibrated, remotely sensed estimates from many
sample units into an estimate of stratum status.
The Kalman filter, which is a more general
composite estimator, is introduced in Section 6.
In Section 7, the Kalman filter is used to update
estimates of status for each sample unit, and
combine them into an estimate of status for the
stratum. Section 8 uses the Kalman filter to
combine ancillary estimates for aggregations of
sample units. The cycle of landscape monitoring
and process modeling is discussed in Section 9.
2. SAMPLE FRAME
Consider a sampling frame composed of a grid of
large sample units that are well suited for
monitoring using remote sensing. The frame is
confined to a contiguous, homogeneous geographic
area, i.e., a stratum. Estimates for status of
multiple strata could be summed for regional or
global assessments if definitions for true status
are shared among strata.
2.1 Example sampling frame
Assume a large, homogeneous, geographically
contiguous stratum is comprised of a known number
of cells (n), e.g., 640 km 2 hexagons. A stratum
might be the coastal plain in the southeastern
United States, which is 320,000 km 2 in size; the
number of cells n would be (320,000/640)=500.
Each 640 km 2 cell is sampled with a single 40 km 2
sample unit, which is centered on the 640 km 2
cell. Each 40 km 2 sample unit is treated as a
permanent plot, and each is periodically observed
over time using remote sensing.
2.2 Statistical model for status
The status of the stratum (e.g., proportion
forest) is denoted as unknown nonrandom variable
X. Since the stratum is assumed spatially
homogeneous, status of each sample unit in the
stratum is assumed equal to the stratum status X.
Deviation of the observed status of sample unit i
from the stratum status is the unknown random
variable Wi . The statistical model for estimated
status of sample unit i is
Xi = X + K, for i = {1, 2, ... , n} (1)
Xi is assumed an unbiased estimate of X, i.e.,
E[¥i] = 0. Variance of Wi, denoted var(ffi), is
assumed heterogeneous among the n sample units in
the stratum, i.e., var( Wi) does not necessarily
equal the var( Wj ) for i not equal to j.
Deviations among sample units are not assumed
independent, i.e., Et&’i&'j] might be nonzero. No
other distributional assumptions are made.