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INVESTIGATION OF ELEVATION BIAS OF THE SRTM C- AND X-BAND
DIGITAL ELEVATION MODELS
K. Becek
UBD, Geography Department, Jalan Tungku Link, Gadong, BE1410, Brunei Darussalam - kbecek@fass.ubd.edu.bn
KEY WORDS: Remote Sensing, Vegetation, Retrieval, Multifrequency, DEM/DTM, SAR, Land Cover
ABSTRACT:
The paper presents results of a comparative study of the vegetation-caused elevation bias of the space shuttle topographic mission
data product, both C- and X-band (SRTM.C/X). The SRTM.C/X bands data were compared against a high-resolution digital terrain
model. Pixel-based differences in SRTM.X minus SRTM.C were correlated with land cover (‘agriculture’, ‘house’, ‘tree’, ‘water’).
Findings of the investigations include that the SRTM.X does not represent a canopy top of vegetation and that the X-band penetrates
deeper vegetation cover than the C-band. As a test site, an area of about 159 km 2 on the Gold Coast, Queensland, Australia, was
selected. The area of interest is about 57% covered by vegetation varying from grassland and shrubs to forest. The study method
allowed the development of a statistical model relating the elevation bias to the percentage of the vegetation cover of a given land
parcel. This model, once verified on varieties of vegetation types, could be utilised to estimate and eliminate the elevation bias from
the InSAR elevation model. This model could also be utilised for estimating biomass quantities and their variations. It is hoped that
the results will also stimulate investigations towards developing a multi-frequency InSAR system for collecting both terrain
elevation data and attributes of biomass.
1. INTRODUCTION
The shuttle radar topography mission elevation data product
(SRTM) is one of the most valuable global resources of
topographic data to date (Rabus, et al., 2003). It was
developed for about 80% of the global landmasses using C-
band (X = 5.3 cm or f = 5.7 GHz) InSAR (interferometry
synthetic aperture radar) technology. The vertical (absolute)
accuracy is quoted at ±3.3 m - 7.3 m (Rodriguez, et. al., 2005).
Pixel size for the U.S. territories is one arc-second (~30 m), and
for the remainder of the globe three arc-second (~90 m). The
second instrument flown during the same Endeavour mission
(February, 2000) used the X-band electromagnetic spectrum (X
= 3.1 cm or f = 9.7 GHz), but without the so-called scan mode
which provided the data for selected areas of the globe only.
These data are available at one arc-second pixel size (~30 m) at,
a cost of €400 for 15’ by 15’ tile. Both elevation data products
(note neither DTM nor DEM) exhibit elevation bias due to the
partial penetration of vegetation by the electromagnetic waves
at those bands (C and X). The effect will be referred to as
impenetrability of vegetation cover. The level of
impenetrability is the layer of vegetation above the ground
which is not penetrable by the C- or X-band. The magnitude of
the impenetrability depends on many factors related to complex
interactions between electromagnetic waves and the 3D
object—the vegetation cover. The current scientific position is
that the C-band penetrates the vegetation (forest) to about 50%
of its thickness, whereas the X-band is reflected from the top of
the tree canopy (Carabajal et al., 2006; Balzter et al., 2007).
This position seems to be contradicted by at least a few authors
who demonstrated that C/X-band impenetrability may be very
similar (Werner et al., 2005; Simard et al., 2006). Moreover, it
will be shown that the X-band impenetrability can be smaller
than the C-band. These inconsistencies are most likely caused
by the size, shape, and orientation of scatters within the tree
canopy, and can theoretically be used for quantitative
assessment of vegetation or biomass. Quantitative assessments
of vegetation structure using SRTM data were studied by
(Kellndorfer et. al., 2003), who considered determination of
vegetation height, using for reference the ‘bald-Earth’ elevation
and SRTM error mitigation procedure. Walker et al., 2007,
considered the quality of the SRTM C- and X-band elevation
data and their suitability for retrieval of the vegetation canopy
height. Balzter et al., 2007, experimented with an airborne L-
band and derived and smoothed the ‘bald-Earth’ elevation
model and X-band canopy height. The reported accuracy of that
experiment is remarkably high probably because of the
relatively flat test site.
In this paper, the impenetrability of vegetation cover is
investigated. The test site, located in Australia, consists of
various types of land cover, varying between grassland, urban,
and tree cover with various densities. The main goal of the
investigation is to document the existence of situations where
X-band impenetrability is less than that of C-band, or in other
words, when X-band microwaves penetrate the vegetation cover
deeper than C-band waves. An attempt is also made to relate the
difference in impenetrabilities to the height, density, and type of
vegetation cover. Answers to those questions can lead to the
development of a multifrequency (C/X/L-band) microwave
system for mapping the vertical structure of vegetation cover.
2. MATERIAL AND METHODS
2.1 Test site
The test site comprises the northern part of Gold Coast City,
Queensland, Australia (top left: 153.25 E, 23.75 S, and bottom
right: 153.5 E, 28 S). All water bodies were masked out from
further consideration. The area of the considered terrain was
about 153.9 km 2 . A sun-shadowed view of the test site is shown