Full text: Technical Commission III (B3)

XXIX-B3, 2012 
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International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences, Volume XXXIX-B3, 2012 
XXII ISPRS Congress, 25 August — 01 September 2012, Melbourne, Australia 
zero. Thus, we define local surface variation index (/;5,) based 
on the principal values is defined as 
à 
I Di) = ces Se (4) 
Taking noise and measurement errors in the LIDAR data into 
account, the points are considered as planar if Ig, is smaller 
than Ty, , which is a pre-defined threshold in the range [0, 1]. 
The selection of the threshold allows for accommodation of 
different levels of noises and measurement errors in LIDAR 
data. The principle of surface variation and its applications are 
reported in (Hoppe et al., 1992; Sampath and Shan, 2010). 
An example of PCA process is given in Figure 3. The scene 
consists of an independent house with vegetation on its left side. 
The vegetation points with discontinuous surfaces, in green in 
Figure 3(A), tend to be non-planar points. The bare-earth is 
relatively flat and points on this surface, indicated in red in 
Figure 3(B), are determined as planar. The roof of this house 
constitutes several planes joined by roof ridges. While most roof 
points are planar, points on ridges, shown in Figure 3(C) are 
not. They are successfully differentiated from the plane points 
by the PCA process. 
  
Figure 3. Results of PCA process of LIDAR points (green 
points are non-planar while red ones is planar) 
Seed points are then selected from the determined planar points. 
However, not all planar points are suitable candidates. For 
instance, a vegetation point with only a few neighbouring points 
may have a very low lj, value. In order to avoid such 
vegetation points, only the planar points with a certain size of 
neighbourhoods are considered as valid seed points. 
Region growing for segmentation. The coordinates for a seed 
point, along with the local surface normal (v; determined in the 
PCA process), define the initial plane. Then, the neighbourhood 
of the seed point is examined and the distances of the 
neighbouring points to the plane are computed. A neighbouring 
point is considered belonging to the plane if its distance to the 
plane is lower than a pre-defined tolerance threshold (Ty). 
Following this, the plane parameters are refined and the 
searching and growing process continues from this point. This 
procedure will not stop until the distances of all the 
neighbouring points to the plane are larger than T4. Such 
iterative process will collect points to build up the plane. Some 
regions like gable roofs, points are over-segmented by multiple 
segments. In such case, the normal direction of over-segmented 
point is used to compare with the segments and group into the 
segment with most homogeneous. 
3.2 Segment classification 
The detected segments undergo classification so that object 
features such as roofs, walls and ground surface are 
115 
differentiated within the LIDAR point cloud. Firstly, walls are 
identified based on the segment normal vectors. Since walls are 
vertical, the Z-component of the segment normal vector should 
be zero. The remaining segments will be processed to derive 
roofs and ground surfaces. Common knowledge used in 
classification is that roofs are above the ground and connect 
with it via vertical walls; and if a wall is not presented in 
LIDAR data, there will be a large height jump between the roof 
segment and the ground segment. The height different between 
two segments is defined as nearest distance of two groups of 
point cloud and from the pair of nearest points to derive height 
jump. The classification is then carried out by the following 
procedures (He, 2010): 
1. The segments are sorted in order from high to low and 
stored in a list. 
2. The highest segment in the list is selected and its 
neighbouring segments collected. 
3.  Ifthis segment has a neighbouring vertical wall and the 
segment is on top of the wall, it is classified as roof. Also, 
if a vertical wall does not appear in the neighbourhood, 
but this segment displays a significant height jump 
compared to its neighbours, it will again be classified as 
roof. The segment is then removed from the list and Step 
2 is repeated. If the highest segment has small height 
difference with its neighbours, merge this segment with 
its neighbours and update the list. Then repeat from step 2. 
4. If the highest segment has small height difference from its 
neighbours, it is merged with them and the list is updated. 
The process from Step 2 is then repeated. 
5. The above procedure is iteratively repeated until all roof 
segments and wall segments are identified. 
6. The remaining segments are taken as ground surface. 
3.3 Reconstruction of walls 
With the extracted wall segments, the reconstruction of walls is 
straightforward. It is worth to note that some wall points may 
not be collected in the wall segments due to the sparse 
distribution and irregular pattern of LIDAR illumination on 
building walls. Since walls are between roofs and ground, these 
wall points can be located from the neighbourhood of the roof 
edge. Wall points are then fitted to form a wall plane using 
Moving Least Square (Levin 2003). However, the boundary of 
the wall plane usually are not defined by LIDAR points since 
the wall points are sparse, and are rarely located at the wall 
corners or wall outlines. The edges and corner features can be 
determined by topological and geometrical modelling using roof 
structure information. 
Firstly, the roof segment on top of the wall plane is located. The 
horizontal plane passing through the roof edge is actually the 
eaves of the roof segment. The intersection of eaves with the 
fitted wall plane leads to the top outline of the wall. Wall 
corners are usually located under the roof ridge and the 
intersection of the wall plane, eave and roof ridge generate wall 
corners. 
4. EXPERIMENTAL TESTS AND RESULTS 
The developed algorithms have been tested with a number of 
datasets for different urban scenes in Europe and Australia. 
Here, results from two test sites will be presented. The first test 
area is located in Enschede, The Netherlands. The scene is flat. 
As in many European towns, the scene includes free-standing 
low residential buildings, as well as streets and trees. Data was 
acquired by FLI-MAP 400 with 20 pts/m?. The high density of 
 
	        
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