Table 1. Parameters, and RMSE (root mean square error) for the best fits between the measured C c IC a
ratios and the several indices tested. Both power (5) and exponential ( 6 ) functions were computed.
Indices
Model
^2
a
b
Ö
RMSE
R 2
SRPI
Power
420
670
0.305
0.003
5.854
0.148
0.977
690
705
0.271
4.847
9.127
0.128
0.983
Exponent
430
665
0.306
267.7
13.97
0.199
0.958
690
705
0.245
2.3 10 ' 4
-9.973
0.127
0.983
NDPI
Power
420
670
0.321
713.2
8.625
0.160
0.973
590
650
559.6
560.5
0.0014
0.280
0.917
Exponent
420
670
0.313
0.0006
16.17
0.153
0.976
590
650
0.305
4.087
34.60
0.171
0.969
690
705
0.268
4.853
18.30
0.127
0.983
SIPI
Power
450
680
0.0055
-0.0053
0.0006
0.157
0.974
510
590
0.0065
-0.0063
-0.0003
0.207
0.955
Exponent
445
680
4.44
-6.7691
-0.4807
0.112
0.987
505
690
4.469
-5.5665
-0.2631
0.139
0.980
However, there is still a great symmetry between the power and the exponential models. Three main spectral
domains showing the greatest interest to estimate the C ( JC a ratio are observed: First, the blue-red domain [450
nm<li<500 nm, 650 nm <l2<690 nm]. Then, the green-red domain [500 nm<lj<620 nm, 650 nm<l2<690
am]. Finally the red edge domain [600 nm<lj<700 nm, 700 nm<l2<800 nm]. Because there is no carotenoid
absorption in the red edge domain, the goodness of the fit is explained here by the strong link observed between
chlorophyll a and carotenoid concentration as illustrated by figure lb: Carotenoids are roughly linearly linked
with chlorophyll a concentrations. However, a large scatter appears for low values of pigment concentration. It
explains most of the variability of C c IC a ratio. It appears that the highest values of the ratio are observed for
low pigment concentrations. Very poor performances are observed when both reflectances used to compute the
Pis are in the blue-green spectral domain [400 nm<lj<600 nm, 400 nm<l2<600 nm] where both chlorophyll
and carotenoid are absorbing concurrently strongly. In the near infrared domains [750 nm<lj<800 nm, 750
mn<l 2<800 nm] where there is no absorption by the pigments, the fit is of course very poor.
The semi-empirically derived SIPl pigment index uses a near infrared waveband to minimize the
structural confounding effects. This band was set to 800 nm. To avoid possible divide by zero problems when
computing SIPI, we restricted the spectral domain of search for the wavebands set [1 j_, I 2 ] to Pj <750 nm,
l2<750 nm]. This SIPI pigment index provides the best results as expected. Both power and exponential models
have very similar performances. However, the highest degree of explanation of the C c IC a ratio variability
corresponds to the exponential model ( 6 ) in the blue/green and red spectral regions [400 nm<lj<530 nm, 600
nm<l2<700 nm]. It is in good agreement with our former theoretical considerations: the combination of a
blue/green band where both carotenoid and chlorophyll absorb simultaneously with the red domain where only
chlorophyll pigments absorb appeared to be optimal. Further, the greatest variability of C c IC a ratio is observed
for low pigment concentrations (Fig. lb). It is then expected to be more sensitive and thus more accurate in
strong absorption spectral regions such as in the blue or in the red. This was confirmed by our experimental
results for which the best set of wavebands [lj, I 2 ] was [445 nm, 680 nm] both corresponding to in vivo
maximum absorption of chlorophyll and carotenoid pigments:
C ( JC a = 4.44-6.77 exp(-0.48 (R 800 -R 445 )I(R 800 -R 680 )) (7)
Figure 3 shows the relationship between C c !C a and SIPI. It is strongly non linear, with an asymptotic limit
approached for C c IC a values higher than 10. For low C c !C a values, mostly corresponding to medium to high
concentrations of pigment, the SIPI expresses lower sensitivity.
5. CONCLUSION
This paper shows that the C ( JC a ratio can be estimated accurately from the leaf reflectances measured in the blue,
red and near infrared spectral domains. Classical indices such as SRPI and NDPI show very good performances.
Slight improvement is brought here through the SIPI index developed here. It aimed to minimize the surface and
leaf internal mesophyll structure effects that could be confounded with variations in the pigment concentration.
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