Full text: Proceedings; XXI International Congress for Photogrammetry and Remote Sensing (Part B1-1)

The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences. Vol. XXXVII. Part Bl. Beijing 2008 
417 
and the surface response (which is unknown at first), the cross 
correlation is performed by neglecting the surface response. 
(Kirchhof et al., 2008) have designed an iterative process to 
refine the matched filter in so as to integrate a modelled planar 
response to the matched filter, assuming that laser beam hits a 
planar surface with a given slope. The process consists in 
iteratively estimating the objects surface response to first 
improve range value estimation and discriminate between 
partially penetrable objects and impenetrable ones, then to 
extract and select surface primitives in 3D points expected to 
belong to impenetrable surfaces. Finally the authors estimate the 
relative surface slope (RANSAC) and compute the surface 
response, used as prior knowledge in a new step. 
4. APPLICATIONS 
4.1 Forest areas 
Many studies have already been carried out for estimating forest 
parameters using multiple echo data derived from laser scanning 
systems: small footprint LiDAR systems, with high point density, 
can be used to extract trees in small areas (Brandtberg et al., 
2003), their height and crown diameter (Persson et al., 2002), 
their volume (Naesset and Bjerknes, 2001), to classify them 
according to species (Holmgren and Persson, 2004), estimate 
their particular characteristics (Andersen et al., 2005) and even 
to measure the growth of the forest and detect trees that have 
been felled (Yu et al., 2004). Large footprint systems can reach 
the ground and the tree tops in dense, tall canopies. Woodland 
parameters can be estimated at large scale: density of population, 
coverage, biomass, etc. (Means et al., 1999). 
Many algorithms have been developed for forest measurements 
(Hyyppa et al., 2004). Full-waveform experimental systems 
with large footprint developed by the NASA have been 
successfully used in forest environments for measuring the 
canopy height (Lefsky et al., 1999) or the vertical distribution of 
canopy material (Dubayah and Blair, 2000). 
Furthermore, the modelling of raw LiDAR signal recorded by 
recent small footprint industrial systems has already proved 
efficient in increasing the number of detected objects in 
comparison with data provided by multi-echo LiDAR systems 
for which real-time point extraction method is unknown to the 
end user (Persson et al., 2005; Chauve et al., 2007). 
Section(m) 
Figure 2: Profil of LiDAR points from multiple pulses data (red) 
and from full waveform data (green). 
For deciduous vegetation, measurements in leaf-off conditions 
give a direct impression of the internal structure of the canopy 
(the main levels of vegetation) and are very useful to estimate 
the real ’’shape” of the trees (Reitberger et al., 2006). 
In forested areas, waveforms can be composed of weak returns 
from both the top of the canopy and the ground, and also of 
distributed backscatters from the different layers of the 
vegetation, which leads to groups of overlapping echoes. 
Hardware detection algorithms, most of the time using 
thresholds, can hardly detect or separate such very low peaks or 
groups of echoes (Figure 1). Therefore, processing the 
waveforms allows to control the point extraction method and to 
make it more efficient: an improved peak detection was shown 
to be very successful to extract additional objects in the received 
waveforms and to detect from 30% to 130% additional points 
depending on vegetation density (Chauve et al, 2007b). These 
points are located mainly within the canopy and in highly dense 
understory (Figure 2). Detecting such weak echoes allows a 
better describtion of the 3D vegetation structure and the ground. 
As a consequence, Digital Terrain Model (DTM), Digital 
Surface Model (DSM), and the derived Canopy Height Model 
(CHM) are expected to be significantly improved, but is still to 
be validated with reference data. 
4.2 Urban areas 
When processing full waveform data on urban areas, one can 
observe that the point density is barely improved. Thanks to 
waveform analysis, more echoes are found in tree canopies, 
whereas LiDAR pulses cannot penetrate rigid, opaque structures 
such as buildings and streets. Consequently, a single peak is still 
present within the waveform and can be detected by signal 
processing algorithms. Multiple echoes can appear on building 
edges and superstructures. Indeed, post-processing algorithms 
enable to extract weak echoes not found by on-line detection 
techniques. In urban areas, it is observed when the laser beam 
hits for instance building edges. The resulting waveform is 
therefore composed of distributed backscatters of the roof and 
the ground, which can often not be separated by hardware 
detection algorithm using fixed thresholds. 
Modelling LiDAR waveforms permits to extract 3D point 
clouds featuring supplementary useful parameters in addition to 
the traditional (x, y, z) coordinates and to perform subsequently 
point cloud segmentation based on these parameters. The 
standard features are range, amplitude and width. Nevertheless, 
analysing a 3D point cloud processed from full waveform data 
with model parameters does not allow to define particular 
behaviour for each urban object. The echo is wider on the 
canopy with regard to roads or grass ones but a wide echo with 
low amplitude does not necessarily comes from vegetation. 
High amplitudes are noticed on grass and asphalt and variable 
amplitude on the roofs of buildings, depending on the roof 
materials. In fact, roads and building roofs are made from 
different types of material and, therefore, have different similar 
values to natural objects (Gross et al., 2007). Moreover, it is 
visually possible to distinguish between different urban 
materials hit by a laser beam but a more in-depth processing is 
required to recognise roof materials (Jutzi and Stilla, 2003). 
Consequently, simple algorithms aiming at segmenting building 
and vegetated areas, e.g., decision tree approach with empirical 
thresholds, lead to a certain rate of incorrect classification 
(Duong et al., 2006; Ducic et al., 2006). A more reliable 
approach to detect vegetated areas is proposed in (Gross et al., 
2007) , based on the eigenvalues of the covariance matrix 
computed for each point with the intensity values in a 
cylindrical and spherical environment. Another method based on 
a supervised classifier (SVM) has been developed (Mallet et al., 
2008) . It provides a suitable segmentation of ground, building 
and vegetation areas but requires classical geometric features in 
addition to parameters extracted for waveform modelling. 
To achieve more advanced point segmentation in urban areas
	        
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